Benjamin Kaplan

Current Employers

Forthright Capital

7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2023-07-25
WA	RA	APPROVED	2023-07-25

HI RA
APPROVED

Since 2023-07-25
WA RA
APPROVED

Since 2023-07-25

Branch Locations

Ewa Beach, HI • United States

7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Command Brokerage Services Inc	Fort Worth	TX	08/2020	06/2021
Aok Tickets	Kapolei	HI	03/2016	Present
Xero Ltd	Denver	CO	03/2014	01/2018
First Command Brokerage Services, Inc	Fort Worth	TX	06/2021	07/2023
First Command Advisory Services , Inc	Fort Worth	TX	06/2021	07/2023
First Command Insurance Services , Inc	Fort Worth	TX	06/2021	07/2023
Forthright Capital Advisory	Las Vegas	NV	06/2023	Present
Forthright Capital Partners	Las Vegas	NV	06/2023	Present

08/2020 → 06/2021

First Command Brokerage Services Inc

Fort Worth, TX
03/2016 → Present

Aok Tickets

Kapolei, HI
03/2014 → 01/2018

Xero Ltd

Denver, CO
06/2021 → 07/2023

First Command Brokerage Services, Inc

Fort Worth, TX
06/2021 → 07/2023

First Command Advisory Services , Inc

Fort Worth, TX
06/2021 → 07/2023

First Command Insurance Services , Inc

Fort Worth, TX
06/2023 → Present

Forthright Capital Advisory

Las Vegas, NV
06/2023 → Present

Forthright Capital Partners

Las Vegas, NV

Previous Registrations

2021-05-06 → 2023-07-24

First Command Advisory Services

Aiea, HI

Fort Worth, TX

Other Businesses

Name of the other business: AOK Tickets LLC ; Whether the business is investment-related: No ; Address of the other business: 92-1521 Aliinui Dr unit G Kapolei HI 96707 ; Nature of the other business: Other OBA ; Your position, title, or relationship with the other business: Founder ; The start date of your relationship: 12/15/2015 ; The approximate number of hours/month you devote to the other business: 0 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: 'Managed inventory by facilitating the transfer of concert tickets and entertainment passes to fans through online platforms Forthright Capital Partners, LLC, investment related, 7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128, Insurance Agency,InsuranceAgent, Start Date 06/2023, 160 hours per month and 120 during securities trading hours, Solicitation of individual lifeinsurance and fixed annuity products to consumers.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-20

S66 Uniform Combined State Law Examination

2021-03-20

View on SEC IAPD