Nicholas F Rupert

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-29
OH	RA	APPROVED	2025-05-15

TX RA
APPROVED_RES

Since 2025-08-29
OH RA
APPROVED

Since 2025-05-15

Branch Locations

6230 East Broad Street, Columbus, OH 43213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuso Financial Services, Lp	San Diego	CA	08/2020	11/2020
Kemba Financial Credit Union	Columbus	OH	08/2020	11/2020
Lendkey Technologies	Blue Ash	OH	05/2017	07/2020
U.S. Bank	Hamilton	OH	05/2019	08/2019
Miami Univerisity	Oxford	OH	08/2016	08/2020
Kemba Financial Credit Union	Columbus	OH	11/2020	Present
Cuso Financial Services, Lp	San Diego	CA	11/2020	05/2025
Lpl Financial Llc	Columbus	OH	05/2025	Present

08/2020 → 11/2020

Cuso Financial Services, Lp

San Diego, CA
08/2020 → 11/2020

Kemba Financial Credit Union

Columbus, OH
05/2017 → 07/2020

Lendkey Technologies

Blue Ash, OH
05/2019 → 08/2019

U.S. Bank

Hamilton, OH
08/2016 → 08/2020

Miami Univerisity

Oxford, OH
11/2020 → Present

Kemba Financial Credit Union

Columbus, OH
11/2020 → 05/2025

Cuso Financial Services, Lp

San Diego, CA
05/2025 → Present

Lpl Financial Llc

Columbus, OH

Previous Registrations

2020-11-02 → 2025-05-15

Cuso Financial Services, L.P.

Columbus, OH

Other Businesses

1. 05/15/2025- Kemba Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/25/25- 160 Hours Per Month-160 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-02

S66 Uniform Combined State Law Examination

2020-11-02

View on SEC IAPD