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Current Employers
Bradford Financial Center

119 Central Ave W, Clarion, IA 50525 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-09-27
  • IA RA
    APPROVED
    Since 2024-09-27

Branch Locations

102 E. Iowa Avenue, Gilmore City, IA 50541 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Automated Production Systems Sioux City IA 05/2017 10/2019
New Cooperative Fort Dodge IA 05/2016 04/2017
Dewall Farms Gilmore City IA 10/2019 Present
Woodbury Financial Services Inc Fort Dodge IA 08/2020 08/2023
United Planners Scotttsdale AZ 08/2023 Present
Carl Dewall Farms Gilmore City IA 01/2020 01/2026
Carlton Dewall Gilmore City IA 01/2022 Present
Carlton & Danielle Dewall Property Management Gilmore City IA 04/2023 Present
Bradford Financial Center Clarion IA 09/2024 Present
Bradford Financial Center Independent Ria Gilmore City IA 10/2024 Present
  • 05/2017 → 10/2019
    Automated Production Systems
    Sioux City, IA
  • 05/2016 → 04/2017
    New Cooperative
    Fort Dodge, IA
  • 10/2019 → Present
    Dewall Farms
    Gilmore City, IA
  • 08/2020 → 08/2023
    Woodbury Financial Services Inc
    Fort Dodge, IA
  • 08/2023 → Present
    United Planners
    Scotttsdale, AZ
  • 01/2020 → 01/2026
    Carl Dewall Farms
    Gilmore City, IA
  • 01/2022 → Present
    Carlton Dewall
    Gilmore City, IA
  • 04/2023 → Present
    Carlton & Danielle Dewall Property Management
    Gilmore City, IA
  • 09/2024 → Present
    Clarion, IA
  • 10/2024 → Present
    Bradford Financial Center Independent Ria
    Gilmore City, IA
Previous Registrations
  • 2021-07-07 → 2023-09-06
    Woodbury Financial Services, Inc.
    Fort Dodge, IA
    Gilmore City, IA
Other Businesses

1.) CARLTON DEWALL - OWNER - NON-VARIABLE INSURANCE - GILMORE CITY, IA - SINCE 01/2022 - INVESTMENT RELATED 2.) DEWALL FINANCIAL POWERED BY BRADFORD - OWNER & PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - GILMORE CITY, IA - SINCE 01/2022 - INVESTMENT RELATED 3.) DEWALL REAL ESTATE, LLC - OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - GILMORE CITY, IA - SINCE 04/2023 - INVESTMENT RELATED 4.) BRADFORD FINANCIAL CENTER INDEPENDENT RIA - REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - GILMORE CITY, IA - SINCE 10/2024 - INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-06
  • S66 Uniform Combined State Law Examination
    2021-07-06
Other Names
  • Carlton Dewall
  • Carl Dewall

View on SEC IAPD

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