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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-28
  • CA RA
    APPROVED
    Since 2026-07-28

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Northwoods Financial Partners Llc

2447 Pacific Coast Highway 2Nd Floor, Hermosa Beach, CA 90254 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-24
  • CA RA
    APPROVED
    Since 2024-10-24

Branch Locations

2447 Pacific Coast Highway 2Nd Floor, Hermosa Beach, CA 90254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 08/2020 08/2021
Unemployed Manhattan Beach CA 11/2019 08/2020
The H Wood Group West Hollywood CA 09/2017 11/2019
Rustic Root San Diego CA 02/2016 07/2017
Student Los Angeles CA 08/2017 05/2019
Merrill Lynch, Pierce, Fenner & Smith Inc. Los Angeles CA 12/2020 09/2021
Emerson Equity Llc San Mateo CA 09/2021 Present
Perch Wealth Irvine CA 08/2021 08/2023
Northwoods Financial Partners Llc El Segundo CA 10/2024 Present
Emerson Equity Llc San Mateo CA 09/2021 10/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 06/2026 Present
Bank Of America, N.A. Los Angeles CA 08/2026 Present
  • 08/2020 → 08/2021
    Los Angeles, CA
  • 11/2019 → 08/2020
    Unemployed
    Manhattan Beach, CA
  • 09/2017 → 11/2019
    The H Wood Group
    West Hollywood, CA
  • 02/2016 → 07/2017
    Rustic Root
    San Diego, CA
  • 08/2017 → 05/2019
    Student
    Los Angeles, CA
  • 12/2020 → 09/2021
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Los Angeles, CA
  • 09/2021 → Present
    Emerson Equity Llc
    San Mateo, CA
  • 08/2021 → 08/2023
    Perch Wealth
    Irvine, CA
  • 10/2024 → Present
    El Segundo, CA
  • 09/2021 → 10/2024
    Emerson Equity Llc
    San Mateo, CA
  • 06/2026 → Present
    Los Angeles, CA
  • 08/2026 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Previous Registrations
Other Businesses

I*4745319 Entity Type: Charitable Name of OBA: Cal South Soccer Foundation Address: Anaheim, California, 92804 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/10/2026 Number of Hours: 6, Monthly Number of Hours during trading: 0 Duties: Foundation to bring access to pay-to-play soccer model to under privileged children General board member. Responsibilities are currently undefined as foundation is going through a complete overhaul.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
  • S66 Uniform Combined State Law Examination
    2020-11-30

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