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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-12 |
| CA | RA | APPROVED | 2021-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carlsbad | CA | 09/2020 | Present |
| Law Office Of Timothy C. Karen, P.C. | San Diego | CA | 07/2006 | 09/2020 |
| Bank Of America N.A. | Carlsbad | CA | 12/2020 | Present |
I*1233319For profit or not for profit: Name of outside business organization: Point Loma Nazarene University Investment related: No Address of business: San Diego, CA, 92106 Nature of business: School, College or University Position, title, association: Board Member, Start date of relationship: 5/1/2023 Number of hours devoted: 4 hours Monthly Number of hours devoted during trading hours: 0 Duties: Vice President of Finance & Operation for Bachelor of Business Administration & Bachelor of Organizational Leadership Alumni Board I*: 2048365Entity Type: Church or Religious Organization Name of OBA: Venture Church Address: Encinitas, CA Investment Related: No Position, Title, Association: Employee, Consultant/Independent Contractor Employee Start Date: 10/2024Number of Hours: 8 hrs weekly Number of Hours during trading: 0 Duties: Staff Musician, Music Director and Assistant Tech Director. Playing as a musician on team, responsible for directing the band, development of tracks, and assisting with audio and video technology for performances. I*2180282, Entity Type: For Profit, Name of OBA: CMS MUSIC PRODUCTIONS LLC, Address: SAN DIEGO, California, 92106, Investment Related: No Position, Title, Association: Other, Employee State Date: 01/29/2025, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: THIS IS MY DAUGHTER'S MUSIC PRODUCTION BUSINESS WHICH HOUSES HER RECORD LABEL CONTRACT. I DO NOT HAVE ANY MONETARY INTEREST IN THE BUSINESS. I AM LISTED AS MANAGER OF THE LLC TO OVERSEE THE OPERATIONS AND ASSIST IN MANAGING HER CAREER. I*2180284, Entity Type: Entity For Profit, Name of OBA: CMS MUSIC PUBLISHING, LLC, Address: SAN DIEGO, California, 92106, Investment Related: No, Position, Title, Association: Other, Employee State Date: 01/29/2025, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: THIS IS MY DAUGHTER'S MUSIC PUBLISHING COMPANY THAT IS A SISTER ENTITY TO HER MUSIC PRODUCTION BUSINESS. THIS ENTITY RECEIVES INCOME FROM MUSIC PUBLISHING RIGHTS FOR COMPOSITIONS BY MY DAUGHTER. I DO NOT HAVE ANY MONETARY INTEREST IN THE BUSINESS. I AM LISTED AS MANAGER OF THE LLC TO OVERSEE THE OPERATIONS AND ASSIST IN MANAGING HER CAREER. I*: 2487284 Entity Type: For Profit Name of OBA: HOPE DEALERS RECORDING CO. LLC Address: San Diego, CA 92106 Investment Related: No Position, Title, Association: General Partner/Managing Member, Owner Employee Start Date: 06/02/2025 Number of Hours: 10 hrs mthly Number of Hours during trading: 0 Duties: Member-Manager of the LLC to oversee its operations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-08 |
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