Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-12
CA RA APPROVED 2021-01-13
  • TX RA
    APPROVED
    Since 2021-11-12
  • CA RA
    APPROVED
    Since 2021-01-13

Branch Locations

1000 Aviara Pkwy, Carlsbad, CA 92011 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carlsbad CA 09/2020 Present
Law Office Of Timothy C. Karen, P.C. San Diego CA 07/2006 09/2020
Bank Of America N.A. Carlsbad CA 12/2020 Present
Other Businesses

I*1233319For profit or not for profit: Name of outside business organization: Point Loma Nazarene University Investment related: No Address of business: San Diego, CA, 92106 Nature of business: School, College or University Position, title, association: Board Member, Start date of relationship: 5/1/2023 Number of hours devoted: 4 hours Monthly Number of hours devoted during trading hours: 0 Duties: Vice President of Finance & Operation for Bachelor of Business Administration & Bachelor of Organizational Leadership Alumni Board I*: 2048365Entity Type: Church or Religious Organization Name of OBA: Venture Church Address: Encinitas, CA Investment Related: No Position, Title, Association: Employee, Consultant/Independent Contractor Employee Start Date: 10/2024Number of Hours: 8 hrs weekly Number of Hours during trading: 0 Duties: Staff Musician, Music Director and Assistant Tech Director. Playing as a musician on team, responsible for directing the band, development of tracks, and assisting with audio and video technology for performances. I*2180282, Entity Type: For Profit, Name of OBA: CMS MUSIC PRODUCTIONS LLC, Address: SAN DIEGO, California, 92106, Investment Related: No Position, Title, Association: Other, Employee State Date: 01/29/2025, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: THIS IS MY DAUGHTER'S MUSIC PRODUCTION BUSINESS WHICH HOUSES HER RECORD LABEL CONTRACT. I DO NOT HAVE ANY MONETARY INTEREST IN THE BUSINESS. I AM LISTED AS MANAGER OF THE LLC TO OVERSEE THE OPERATIONS AND ASSIST IN MANAGING HER CAREER. I*2180284, Entity Type: Entity For Profit, Name of OBA: CMS MUSIC PUBLISHING, LLC, Address: SAN DIEGO, California, 92106, Investment Related: No, Position, Title, Association: Other, Employee State Date: 01/29/2025, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: THIS IS MY DAUGHTER'S MUSIC PUBLISHING COMPANY THAT IS A SISTER ENTITY TO HER MUSIC PRODUCTION BUSINESS. THIS ENTITY RECEIVES INCOME FROM MUSIC PUBLISHING RIGHTS FOR COMPOSITIONS BY MY DAUGHTER. I DO NOT HAVE ANY MONETARY INTEREST IN THE BUSINESS. I AM LISTED AS MANAGER OF THE LLC TO OVERSEE THE OPERATIONS AND ASSIST IN MANAGING HER CAREER. I*: 2487284 Entity Type: For Profit Name of OBA: HOPE DEALERS RECORDING CO. LLC Address: San Diego, CA 92106 Investment Related: No Position, Title, Association: General Partner/Managing Member, Owner Employee Start Date: 06/02/2025 Number of Hours: 10 hrs mthly Number of Hours during trading: 0 Duties: Member-Manager of the LLC to oversee its operations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
  • S66 Uniform Combined State Law Examination
    2021-01-08
Other Names
  • Tassia Pontirolli Araujo Alves
  • Tassia Pontirolli Araujo Alves Taylor

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Carlsbad, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor