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Darren Heng-Yen Woon

J.P. Morgan Securities LLC

Aurora, CO

Parker, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-07-09
  • CO RA
    APPROVED
    Since 2021-07-09

Branch Locations

25721 E Smoky Hill Rd, Aurora, CO 80016 • United States

13151 S Parker Rd, Parker, CO 80134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tristate Financial Advisors Philadelphia PA 03/2020 04/2021
Miami University Oxford OH 08/2016 05/2020
Trinity Wealth Securities L.L.C. Philadelphia PA 09/2020 04/2021
Jpmorgan Chase Bank, N.A. Aurora CO 06/2021 08/2023
J.P. Morgan Securities Llc Aurora CO 06/2021 08/2023
Florida Financial Advisors, Inc Philadelphia PA 08/2020 04/2021
Unemployed Highlands Ranch CO 05/2021 05/2021
Abercrombie & Fitch Co. Columbus OH 12/2016 01/2017
Raising Cane's Highlands Ranch CO 06/2017 07/2017
Jpmorgan Chase Bank, N.A. Parker CO 08/2023 Present
J.P. Morgan Securities Llc Parker CO 08/2023 Present
  • 03/2020 → 04/2021
    Tristate Financial Advisors
    Philadelphia, PA
  • 08/2016 → 05/2020
    Miami University
    Oxford, OH
  • 09/2020 → 04/2021
    Trinity Wealth Securities L.L.C.
    Philadelphia, PA
  • 06/2021 → 08/2023
    Jpmorgan Chase Bank, N.A.
    Aurora, CO
  • 06/2021 → 08/2023
    J.P. Morgan Securities Llc
    Aurora, CO
  • 08/2020 → 04/2021
    Florida Financial Advisors, Inc
    Philadelphia, PA
  • 05/2021 → 05/2021
    Unemployed
    Highlands Ranch, CO
  • 12/2016 → 01/2017
    Abercrombie & Fitch Co.
    Columbus, OH
  • 06/2017 → 07/2017
    Raising Cane's
    Highlands Ranch, CO
  • 08/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Parker, CO
  • 08/2023 → Present
    J.P. Morgan Securities Llc
    Parker, CO
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-10-16
S65 Uniform Investment Adviser Law Examination 2020-07-30
  • S63 Uniform Securities Agent State Law Examination
    2020-10-16
  • S65 Uniform Investment Adviser Law Examination
    2020-07-30
Other Names
  • Darren Heng-Yen Woon
  • Darren Woon

View on SEC IAPD

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