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Patrick Jeffrey Miller

Charles Schwab & Co., Inc.

Los Angeles, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-31
CO RA APPROVED 2021-09-17
  • CA RA
    APPROVED
    Since 2023-01-31
  • CO RA
    APPROVED
    Since 2021-09-17

Branch Locations

1840 Century Park East Suite 100, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Los Angeles CA 08/2020 Present
West Ham United London 01/2020 03/2020
Colorado Rapids Commerce City CO 09/2019 12/2019
Uccs Recreation And Wellness Center Colorado Springs CO 08/2017 12/2019
Uccs Athletic Department Colorado Springs CO 09/2018 12/2019
Rocky Mountain Vibes Colorado Springs CO 05/2019 11/2019
Colorado Springs Sports Corporation Colorado Springs CO 01/2018 05/2018
Six Flags Magic Mountain Valencia CA 06/2017 08/2017
Student Colorado Springs CO 08/2016 05/2020
Unemployed Castaic CA 03/2020 08/2020
Charles Schwab Bank, Ssb Los Angeles CA 01/2023 Present
  • 08/2020 → Present
    Charles Schwab & Co., Inc.
    Los Angeles, CA
  • 01/2020 → 03/2020
    West Ham United
    London
  • 09/2019 → 12/2019
    Colorado Rapids
    Commerce City, CO
  • 08/2017 → 12/2019
    Uccs Recreation And Wellness Center
    Colorado Springs, CO
  • 09/2018 → 12/2019
    Uccs Athletic Department
    Colorado Springs, CO
  • 05/2019 → 11/2019
    Rocky Mountain Vibes
    Colorado Springs, CO
  • 01/2018 → 05/2018
    Colorado Springs Sports Corporation
    Colorado Springs, CO
  • 06/2017 → 08/2017
    Six Flags Magic Mountain
    Valencia, CA
  • 08/2016 → 05/2020
    Student
    Colorado Springs, CO
  • 03/2020 → 08/2020
    Unemployed
    Castaic, CA
  • 01/2023 → Present
    Charles Schwab Bank, Ssb
    Los Angeles, CA
Other Businesses

1) eBay | Investment Related:No|Other|persoanel seller|1/12/2023|Less than 20|0|I would be selling personal items and flipping items from garage sales/etc

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-17
S63 Uniform Securities Agent State Law Examination 2021-07-23
  • S66 Uniform Combined State Law Examination
    2021-09-17
  • S63 Uniform Securities Agent State Law Examination
    2021-07-23
Designations
Other Names
  • Patrick Miller

View on SEC IAPD

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NORTHERN TRUST SECURITIES, INC.
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WEALTHSPIRE RETIREMENT ADVISORY

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DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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