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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-14
GA RA APPROVED 2022-06-29
  • TX RA
    APPROVED
    Since 2022-07-14
  • GA RA
    APPROVED
    Since 2022-06-29

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mableton GA 02/2022 Present
Regions Bank Marietta GA 01/2021 02/2022
Unemployed Atlanta GA 09/2020 01/2021
E Trade Alpharetta GA 06/2020 08/2020
Woodforest National Bank Atlanta GA 04/2019 05/2020
Walgreens Sandy Springs GA 09/2017 04/2019
University Of Missouri Columbia MO 06/2015 08/2017
Aflac Columbia MO 05/2016 07/2017
University Of Missouri Columbia MO 08/2012 05/2017
Bank Of America, N.A. Mableton GA 04/2022 Present
  • 02/2022 → Present
    Mableton, GA
  • 01/2021 → 02/2022
    Regions Bank
    Marietta, GA
  • 09/2020 → 01/2021
    Unemployed
    Atlanta, GA
  • 06/2020 → 08/2020
    E Trade
    Alpharetta, GA
  • 04/2019 → 05/2020
    Woodforest National Bank
    Atlanta, GA
  • 09/2017 → 04/2019
    Walgreens
    Sandy Springs, GA
  • 06/2015 → 08/2017
    University Of Missouri
    Columbia, MO
  • 05/2016 → 07/2017
    Aflac
    Columbia, MO
  • 08/2012 → 05/2017
    University Of Missouri
    Columbia, MO
  • 04/2022 → Present
    Bank Of America, N.A.
    Mableton, GA
Other Businesses

I*944324For profit or not for profit: Entity For ProfitName of outside business organization: UBERInvestment related: NAddress of business: Pennsylvania, 94103Nature of business: ["Corporation"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 8/12/2022Number of hours devoted: 16 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , uber eats is just picking up and dropping off food for people. I*2742300, Entity Type Entity Charitable, Name of OBA: Buckhead business Association Address: atlantaGeorgia30326 Investment Related: No Position, Title, Association: Other Employee Start Date: 09/01/2025No Hours:8 monthly No Hours during trading: 0 Duties: membership ambassador. I will be responsible for making sure guest are signed in for events and also point them to where they can go for membership information such as the website. Encourage networking with local business owners in the Buckhead community. For fostering relationships within the area.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-24
  • S66 Uniform Combined State Law Examination
    2022-06-24
Other Names
  • Earl C. Dunn
  • Earl Charles Dunn

View on SEC IAPD

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