Adam J Warda

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-02-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Starbucks	Walnut Creek	CA	12/2015	06/2017
Sprint	Granada Hills	CA	01/2018	05/2018
Subway	Northridge	CA	02/2019	05/2019
Design Workshop	Oakland	CA	06/2019	08/2019
New York Life	Pasadena	CA	05/2020	06/2021
Institution: California State University - Northridge	Northridge	CA	08/2017	08/2021
Charles Schwab & Co., Inc.	New York City	NY	09/2021	Present
Unemployed	Northridge	CA	07/2017	07/2017
Charles Schwab Bank, Ssb	New York City	NY	10/2022	Present

12/2015 → 06/2017

Starbucks

Walnut Creek, CA
01/2018 → 05/2018

Sprint

Granada Hills, CA
02/2019 → 05/2019

Subway

Northridge, CA
06/2019 → 08/2019

Design Workshop

Oakland, CA
05/2020 → 06/2021

New York Life

Pasadena, CA
08/2017 → 08/2021

Institution: California State University - Northridge

Northridge, CA
09/2021 → Present

Charles Schwab & Co., Inc.

New York City, NY
07/2017 → 07/2017

Unemployed

Northridge, CA
10/2022 → Present

Charles Schwab Bank, Ssb

New York City, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-26

Other Firms