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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-01-04 |
Branch Locations
525 William Penn Place Ste 3401, Pittsburgh, PA 15219 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Pittsburgh, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strayer University | Warrendale | PA | 04/2017 | 10/2020 |
| La Roche University | Pittsburgh | PA | 01/2015 | 07/2017 |
| Erie Insurance | Cranberry | PA | 06/2016 | 12/2016 |
| Kestra Advisory Services, Llc | Pittsburgh | PA | 01/2021 | Present |
| Kestra Investment Services, Llc | Pittsburgh | PA | 09/2020 | Present |
Name: SIGNATURE FINANCIAL PLANNING POSITION: Wealth Planning Associate NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 09/08/2020 ADDRESS: 525 William Penn Place, Ste 3401, Pittsburgh PA 15219 DESCRIPTION: Conducting research, reporting, analysis, trading Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 SW Parkway Bld 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Assistant Portfolio Manager Start Date: 9/8/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Portfolio Management, reporting, research Name: SIGNATURE SELECT WEALTH, LLC POSITION: Administrative. NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 09/08/2020 ADDRESS: 525 William Penn Place, Ste 3401, Pittsburgh PA 15219 DESCRIPTION: Paperwork for the clients Name: SIGNATURE WEALTH POSITION: Wealth Planning Associate NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 09/08/2020 ADDRESS: 525 William Penn Place, Ste 3401, Pittsburgh PA 15219 DESCRIPTION: Conducting research, reporting, analysis, trading NAME: ADGG FOUNDATION POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/06/2023 ADDRESS: 121 Horizon Dr, Pittsburgh PA 15237, United States DESCRIPTION: Attending fundraising events to assist with facilitation of award distribution, customer service, merchandise distribution, and overall labor to help the events take place.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-21 |
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