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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-20
  • NY RA
    APPROVED
    Since 2026-04-20

Branch Locations

150 E 42Nd Street, New York, NY 10017 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2020 04/2026
Wells Fargo Private Bank New York NY 08/2016 05/2020
Wells Fargo Clearing Services New York NY 04/2026 Present
  • 06/2020 → 04/2026
    New York, NY
  • 08/2016 → 05/2020
    Wells Fargo Private Bank
    New York, NY
  • 04/2026 → Present
    Wells Fargo Clearing Services
    New York, NY
Previous Registrations
  • 2020-10-07 → 2026-04-07
    Purchase, NY
    New York, NY
    New York, NY
    Scarsdale, NY
    New York, NY
Other Businesses

LEGAL/ATTORNEY/PARALEGAL; NOT INV RELATED;NA,MA; START DATE: 11/09/2009; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-07
  • S66 Uniform Combined State Law Examination
    2020-10-07

View on SEC IAPD

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