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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-20 |
Branch Locations
150 E 42Nd Street, New York, NY 10017 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 06/2020 | 04/2026 |
| Wells Fargo Private Bank | New York | NY | 08/2016 | 05/2020 |
| Wells Fargo Clearing Services | New York | NY | 04/2026 | Present |
LEGAL/ATTORNEY/PARALEGAL; NOT INV RELATED;NA,MA; START DATE: 11/09/2009; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-07 |
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