John Douglas Evans

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2018-10-30
CO	RA	APPROVED	2018-05-25
TX	RA	APPROVED	2008-06-13
IA	RA	APPROVED	2008-02-15

MS RA
APPROVED

Since 2018-10-30
CO RA
APPROVED

Since 2018-05-25
TX RA
APPROVED

Since 2008-06-13
IA RA
APPROVED

Since 2008-02-15

Branch Locations

210 5Th Street, Suite 105, Coralville, IA 52241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Coralville	IA	02/2008	Present
Midwest One Bank	Iowa City	IA	02/2008	04/2026

02/2008 → Present

Lpl Financial Llc

Coralville, IA
02/2008 → 04/2026

Midwest One Bank

Iowa City, IA

Previous Registrations

2007-03-16 → 2008-12-16

Midwestone Investment Services, Inc

Pella, IA

Other Businesses

1. 10/18/2021 - Learfield Sports, University of Iowa - Not Investment Related - Xtream Arena, Carver Hawkeye Arena, Grant Field - Outside/W-2 Employment - Announcer - Start Date: 09/09/2021 - 12 Hours Per Month/1 Hour During Securities Trading - Play by play announcer for some Iowa Hawkeye sports. 2. 10/08/2025- No Business Name- Real Estate Rental- INV Related- At Pine Hurst, NC- Start date 09/22/2025- 2 Hours Per Month 3. 04/02/2026 - Roozeboom Evans Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/13/2026 - 160 hours per month/ during trading 4. 04/10/2026 - Roozeboom Evans Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/14/2026 - 2 hours per month/0 hours during trading 5. 04/10/2026 - non-variable insurance - Non-Variable Insurance Commission Trails - Investment Related - At Reported Business Location(s) - Start Date 04/14/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-12
S63	Uniform Securities Agent State Law Examination	2005-02-22

S66 Uniform Combined State Law Examination

2007-03-12
S63 Uniform Securities Agent State Law Examination

2005-02-22

View on SEC IAPD