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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-23
  • CA RA
    APPROVED
    Since 2025-06-23

Branch Locations

Los Angeles, CA • United States

399 Park Ave., 39Th Floor, New York, NY 10022 • United States

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup / Citigroup Global Markets, Inc. New York NY 08/2020 06/2022
Boston University Boston MA 09/2016 12/2017
Pacific Investment Mgmt. Company Llc/Pimco Investments Llc Newport Beach CA 07/2022 03/2025
Weber Shandwick New York NY 06/2019 08/2019
China Merchants Port Holdings Company Ltd Hong Kong 08/2018 09/2018
Holman Fenwick Willan Hong Kong 07/2017 08/2017
Capital Group / Capital Client Group, Inc. Los Angeles CA 03/2025 Present
Barnard College / Columbia University New York NY 02/2018 05/2020
  • 08/2020 → 06/2022
    Citigroup / Citigroup Global Markets, Inc.
    New York, NY
  • 09/2016 → 12/2017
    Boston University
    Boston, MA
  • 07/2022 → 03/2025
    Pacific Investment Mgmt. Company Llc/Pimco Investments Llc
    Newport Beach, CA
  • 06/2019 → 08/2019
    Weber Shandwick
    New York, NY
  • 08/2018 → 09/2018
    China Merchants Port Holdings Company Ltd
    Hong Kong
  • 07/2017 → 08/2017
    Holman Fenwick Willan
    Hong Kong
  • 03/2025 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
  • 02/2018 → 05/2020
    Barnard College / Columbia University
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-23
S63 Uniform Securities Agent State Law Examination 2020-09-28
  • S66 Uniform Combined State Law Examination
    2025-06-23
  • S63 Uniform Securities Agent State Law Examination
    2020-09-28

View on SEC IAPD

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