Dayna Marie Smith

Current Employers

Stratos Wealth Advisors Llc

3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2024-04-10
TX	RA	APPROVED	2024-04-10

OH RA
APPROVED

Since 2024-04-10
TX RA
APPROVED

Since 2024-04-10

Branch Locations

29525 Chagrin Blvd Suite 305, Pepper Pike, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities Llc	Mayfield Heights	OH	06/2020	11/2021
Unemployed	Chagrin Falls	OH	04/2020	06/2020
Painesville	Ohio	OH	02/2020	04/2020
Johnson Controls	Brecksville	OH	04/2018	02/2020
Julie Billiart Schools	Lyndhurst	OH	08/2016	03/2018
The Prudential Insurance Company Of America	Mayfield Heights	OH	02/2021	11/2021
Lpl Financial, Llc	Beachwood	OH	11/2021	12/2021
Cadaret, Grant & Co., Inc.	Cleveland	OH	01/2022	Present
Cedar Brook Group	Cleveland	OH	01/2022	Present
Stratos Wealth Advisors, Llc	Pepper Pike	OH	04/2024	Present

06/2020 → 11/2021

Pruco Securities Llc

Mayfield Heights, OH
04/2020 → 06/2020

Unemployed

Chagrin Falls, OH
02/2020 → 04/2020

Painesville

Ohio, OH
04/2018 → 02/2020

Johnson Controls

Brecksville, OH
08/2016 → 03/2018

Julie Billiart Schools

Lyndhurst, OH
02/2021 → 11/2021

The Prudential Insurance Company Of America

Mayfield Heights, OH
11/2021 → 12/2021

Lpl Financial, Llc

Beachwood, OH
01/2022 → Present

Cadaret, Grant & Co., Inc.

Cleveland, OH
01/2022 → Present

Cedar Brook Group

Cleveland, OH
04/2024 → Present

Stratos Wealth Advisors, Llc

Pepper Pike, OH

Previous Registrations

2022-01-04 → 2024-01-24

Cadaret, Grant & Co., Inc.

Cleveland, OH

Syracuse, NY

Syracuse, NY

Syracuse, NY
2022-02-02 → 2024-01-24

Cedar Brook Group

Cleveland, OH
2021-01-21 → 2021-11-16

Pruco Securities, Llc.

Independence, OH

Other Businesses

1) Ash Brokerage, agent insurance sales, fixed insurance products, fixed annuities, life/health and LTC, 1/2022 to present, 25 hours per month, commissions, investment related, selling/servicing insurance products. 2) Spain & Smith Wealth Advisors - Registered Investment Advisor DBA - Inv Related. Pepper Pike, OH. Investment Advisory and Financial Planning. Financial Advisor. Start Date 4/10/2024. 160 hours per month; 130 hours per month during securities trading hours. 3) I have my insurance license and can offer those opportunities to clients as needed. I am paid commissions for those sales.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-11

S66 Uniform Combined State Law Examination

2022-07-11

Other Names

Dayna Marie Hillier
Dayna Smith
Dayna M Hillier

View on SEC IAPD