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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Irvine | CA | 08/2020 | Present |
| Azling & Associates, Inc. | Anaheim | CA | 07/1996 | Present |
| Lpl Enterprise, Llc | Irvine | CA | 11/2024 | Present |
Azling & Associates, Inc. CPA firm; President, sole owner, 1290 N Hancock Street Suite 201 Anaheim CA 92807; not investment related, tax and accounting services; started 07/01/1997; 150 hours per month; 120 hours during trading hours; manage employees, review staff work, prepare tax returns and financial statements. Azling Properties, Inc. Real Estate Brokerage and Residential Mortgage Loans; President, sole owner, 1290 N Hancock Street Suite 201 Anaheim CA 92807; not investment related, Residential real estate sales and mortgage loan origination; started 03/10/2005; 20 hours per month; 16 hours during trading hours; manage employees, review real estate contracts of agents, originate mortgage loans for clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-21 |
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