Lincoln John Rock

Current Employers

49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2025-11-06
TX	RA	APPROVED	2023-01-03

MN RA
APPROVED

Since 2025-11-06
TX RA
APPROVED

Since 2023-01-03

Branch Locations

250 Southdale Center, Edina, MN 55435 • United States

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mahtomedi Public School	Mahtomedi	MN	08/2010	05/2017
Rock Cattle Company	Peterson	IA	08/2016	06/2020
Americorps	Storm Lake	IA	06/2018	08/2018
Stickers And Posters Manufacturing	Storm Lake	IA	05/2019	08/2020
Buena Vista University	Storm Lake	IA	04/2017	04/2020
Buena Vista University	Storm Lake	IA	08/2017	05/2020
Unemployed	Petersen	IA	06/2020	08/2020
Thrivent Advisor Network, Llc	Austin	TX	09/2020	12/2022
Purshe Kaplan Sterling Investments	Albany	NY	08/2020	01/2024
49 Wealth Management Llc	Austin	TX	01/2023	Present
Oakwood Capital Securities, Inc.	Minneapolis	MN	01/2024	Present

08/2010 → 05/2017

Mahtomedi Public School

Mahtomedi, MN
08/2016 → 06/2020

Rock Cattle Company

Peterson, IA
06/2018 → 08/2018

Americorps

Storm Lake, IA
05/2019 → 08/2020

Stickers And Posters Manufacturing

Storm Lake, IA
04/2017 → 04/2020

Buena Vista University

Storm Lake, IA
08/2017 → 05/2020

Buena Vista University

Storm Lake, IA
06/2020 → 08/2020

Unemployed

Petersen, IA
09/2020 → 12/2022

Thrivent Advisor Network, Llc

Austin, TX
08/2020 → 01/2024

Purshe Kaplan Sterling Investments

Albany, NY
01/2023 → Present

49 Wealth Management Llc

Austin, TX
01/2024 → Present

Oakwood Capital Securities, Inc.

Minneapolis, MN

Previous Registrations

2022-04-08 → 2022-12-31

Thrivent Advisor Network, Llc

Minneapolis, MN

Austin, TX

Other Businesses

1. 49 Financial through Financial Independence Group; Non-Investment Related; 916 S. Capital of Texas Highway, Suite 2.100, Austin, TX 78746; Fixed Insurance Sales Agent since 11/2019; approximately 16 hours per month during business hours. 2. 49 Wealth Management. Investment Related. 916 S. Capital of Texas Highway, Suit 2.100, TX 78746. RIA. Investment advisor representative . Start 08/2020. Approximately 90% of Mr. Rock's time is for services as an investment advisor representative. 3. Oakwood Capital Securities. Investment Related. 916 S. Capital of Texas Highway, Suit 2.100, TX 78746. Registered Representative. Start 01/01/2024. 40 Hours per month during trading hours. 10 Hours per month outside trading hours: 10. Financial advising. 4. 25 Giving; Contractor; Non-Investment Related; 3711 S Mopac Expy, Ste. 150, Austin, TX 78746; since 8/25/2025; Refer nonprofits to 25 Giving so they can help develop charitable plans for donors of nonprofits; 2 hours per month during and after business hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-21
S63	Uniform Securities Agent State Law Examination	2020-08-01

S66 Uniform Combined State Law Examination

2022-03-21
S63 Uniform Securities Agent State Law Examination

2020-08-01

Other Names

Lincoln John Rock
Lincoln Rock

View on SEC IAPD