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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-30 |
Branch Locations
12 Mariners Way, Edgartown, MA 02539-1311 • United States
218 W Main St Ste 2, Hyannis, MA 02601-3778 • United States
431 Country Club Way Ste 2, Kingston, MA 02364 • United States
West Yarmouth, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Marshfield | MA | 01/2020 | 01/2023 |
| Mml Investors Services, Llc | Marshfield | MA | 08/2020 | 01/2023 |
| State Street Bank | Quincy | MA | 04/2009 | 12/2017 |
| American Income Life | Wilmingon | MA | 01/2018 | 12/2019 |
| Ameriprise Financial Services, Llc | Kingston | MA | 01/2023 | Present |
Outside Employment; Southcoast Strategies LLC; financial advisor / registered representative; Manage advisory business; 431 Country Club Way, , Kingston, MA, 02364; Investment-Related; 01/11/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-24 |
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