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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-30
  • TX RA
    APPROVED
    Since 2023-11-30

Branch Locations

12 Mariners Way, Edgartown, MA 02539-1311 • United States

218 W Main St Ste 2, Hyannis, MA 02601-3778 • United States

431 Country Club Way Ste 2, Kingston, MA 02364 • United States

West Yarmouth, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Marshfield MA 01/2020 01/2023
Mml Investors Services, Llc Marshfield MA 08/2020 01/2023
State Street Bank Quincy MA 04/2009 12/2017
American Income Life Wilmingon MA 01/2018 12/2019
Ameriprise Financial Services, Llc Kingston MA 01/2023 Present
  • 01/2020 → 01/2023
    Mass Mutual Life Insurance Company
    Marshfield, MA
  • 08/2020 → 01/2023
    Mml Investors Services, Llc
    Marshfield, MA
  • 04/2009 → 12/2017
    State Street Bank
    Quincy, MA
  • 01/2018 → 12/2019
    American Income Life
    Wilmingon, MA
  • 01/2023 → Present
    Kingston, MA
Other Businesses

Outside Employment; Southcoast Strategies LLC; financial advisor / registered representative; Manage advisory business; 431 Country Club Way, , Kingston, MA, 02364; Investment-Related; 01/11/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-14
S63 Uniform Securities Agent State Law Examination 2021-11-24
  • S66 Uniform Combined State Law Examination
    2023-11-14
  • S63 Uniform Securities Agent State Law Examination
    2021-11-24

View on SEC IAPD

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