Erik Lloyd Witt

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-02-03
MO	RA	APPROVED	2025-01-31
KS	RA	APPROVED	2024-11-12

TX RA
APPROVED_RES

Since 2025-02-03
MO RA
APPROVED

Since 2025-01-31
KS RA
APPROVED

Since 2024-11-12

Branch Locations

Overland Park, KS • United States

4200 W 115Th St Ste 200, Leawood, KS 66211-2729 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aps Ventures, Llc	Gladstone	MO	02/2020	10/2024
State Street Bank & Trust Co	Kansas City	MO	07/2015	11/2016
Homedirect Mortgage/Bok Financial Mortgage	Overland Park	KS	11/2016	02/2020
Stanley Dairy Queen	Overland Park	KS	06/2007	12/2022
Ameriprise Financial Services, Llc	Leawood	KS	10/2024	Present

02/2020 → 10/2024

Aps Ventures, Llc

Gladstone, MO
07/2015 → 11/2016

State Street Bank & Trust Co

Kansas City, MO
11/2016 → 02/2020

Homedirect Mortgage/Bok Financial Mortgage

Overland Park, KS
06/2007 → 12/2022

Stanley Dairy Queen

Overland Park, KS
10/2024 → Present

Ameriprise Financial Services, Llc

Leawood, KS

Previous Registrations

2020-09-08 → 2024-10-30

Tax Favored Retirement

Kansas City, MO

Gladstone, MO

Other Businesses

Board of Directors; Knights of Columbus; Financial Secretary; 14251 Nall Ave, , Leawood, KS, 66224; Not Investment-Related; 04/01/2020; 10 to 19 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-01-29
S65	Uniform Investment Adviser Law Examination	2020-09-08

S63 Uniform Securities Agent State Law Examination

2025-01-29
S65 Uniform Investment Adviser Law Examination

2020-09-08

Other Names

Eric Lloyd Witt

View on SEC IAPD