Richard A Amaechi

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Scottsdale	AZ	08/2020	07/2022
Sophia University	Tokyo		09/2019	04/2020
Kaiser Permanente	Oakland	CA	06/2019	08/2019
San Diego State University Office Of Admissions	San Diego	CA	08/2017	06/2019
San Diego State University	San Diego	CA	08/2017	06/2019
Kaiser Permanente	San Francisco	CA	06/2018	08/2018
San Diego State University	San Diego	CA	08/2016	05/2020
Self Employed	Scottsdale	AZ	05/2021	08/2021
Ubs Financial Services.iNc	Charlotte	NC	07/2022	10/2023
Fidelity Investments	Palo Alto	CA	11/2023	Present
Fidelity Investments	Boston	MA	03/2025	Present

08/2020 → 07/2022

The Vanguard Group, Inc.

Scottsdale, AZ
09/2019 → 04/2020

Sophia University

Tokyo
06/2019 → 08/2019

Kaiser Permanente

Oakland, CA
08/2017 → 06/2019

San Diego State University Office Of Admissions

San Diego, CA
08/2017 → 06/2019

San Diego State University

San Diego, CA
06/2018 → 08/2018

Kaiser Permanente

San Francisco, CA
08/2016 → 05/2020

San Diego State University

San Diego, CA
05/2021 → 08/2021

Self Employed

Scottsdale, AZ
07/2022 → 10/2023

Ubs Financial Services.iNc

Charlotte, NC
11/2023 → Present

Fidelity Investments

Palo Alto, CA
03/2025 → Present

Fidelity Investments

Boston, MA

2023-12-15 → 2025-03-31

Fidelity Personal And Workplace Advisors

Palo Alto, CA
2022-07-25 → 2023-10-09

Ubs Financial Services Inc.

Charlotte, NC
2022-06-23 → 2022-07-25

Vanguard Advisers, Inc.

Scottsdale, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-22
S63	Uniform Securities Agent State Law Examination	2020-09-23

Other Firms