Best Investors Account Sign in
Claim This Profile
Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-09-24
  • IL RA
    APPROVED
    Since 2020-09-24

Branch Locations

1 N. Franklin St Ste 3450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Service Inc Montpelier VT 08/2020 Present
National Life Group Chicago IL 06/2020 Present
Rsm Us Llp Chicago IL 08/2018 06/2020
Illinois State University Normal IL 08/2013 05/2018
  • 08/2020 → Present
    Equity Service Inc
    Montpelier, VT
  • 06/2020 → Present
    National Life Group
    Chicago, IL
  • 08/2018 → 06/2020
    Rsm Us Llp
    Chicago, IL
  • 08/2013 → 05/2018
    Illinois State University
    Normal, IL
Other Businesses

*LAKESHORE FINANCIAL,1 N FRANKLIN ST,STE 3450,CHICAGO,IL,60606,06/01/2020,INV REL,ONGOING,DURING TRD/HRS;INSURANCE,AGENT,40 HRS/WK*NATIONAL LIFE,123 N WACKER DRIVE,SUITE 600,CHICAGO,IL 60606,06/01/2020,ONGOING,INV REL,INSURANCE,AGENT,DURING TRD/HRS,40 HRS/WK*MORIN FINANCIAL LLC, 1 N FRANKLIN ST,STE 3450,CHICAGO,IL,60606,01/01/2022,ONGOING, INV REL,LLC FOR TAX PURPOSES,NOT DURING TRD/HRS,0%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-24
  • S66 Uniform Combined State Law Examination
    2020-09-24
Other Names
  • Thomas Morin

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor