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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-21
MD RA APPROVED 2024-02-01
  • NJ RA
    APPROVED
    Since 2024-05-21
  • MD RA
    APPROVED
    Since 2024-02-01

Branch Locations

Cockeysville, MD • United States

11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Hunt Valley MD 08/2020 Present
Massmutual Life Insurance Company Hunt Valley MD 10/2020 Present
Unemployed Somerset NJ 02/2020 08/2020
Fearon Enterprises International Somerset NJ 10/2008 02/2020
  • 08/2020 → Present
    Hunt Valley, MD
  • 10/2020 → Present
    Massmutual Life Insurance Company
    Hunt Valley, MD
  • 02/2020 → 08/2020
    Unemployed
    Somerset, NJ
  • 10/2008 → 02/2020
    Fearon Enterprises International
    Somerset, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-25
S63 Uniform Securities Agent State Law Examination 2023-05-03
  • S65 Uniform Investment Adviser Law Examination
    2024-01-25
  • S63 Uniform Securities Agent State Law Examination
    2023-05-03

View on SEC IAPD

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