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Tong Wu

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Vienna, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-31
VA RA APPROVED 2021-08-27
  • TX RA
    APPROVED
    Since 2021-08-31
  • VA RA
    APPROVED
    Since 2021-08-27

Branch Locations

8075 Leesburg Pike, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Fairfax VA 01/2020 07/2021
Mml Investors Services Fairfax VA 09/2020 07/2021
Homemaker Dulles VA 03/2010 12/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lorton VA 07/2021 Present
Language Line Llc Dulles VA 10/2014 11/2016
Bank Of America, N.A. Lorton VA 09/2021 Present
  • 01/2020 → 07/2021
    Massmutual
    Fairfax, VA
  • 09/2020 → 07/2021
    Mml Investors Services
    Fairfax, VA
  • 03/2010 → 12/2019
    Homemaker
    Dulles, VA
  • 07/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lorton, VA
  • 10/2014 → 11/2016
    Language Line Llc
    Dulles, VA
  • 09/2021 → Present
    Bank Of America, N.A.
    Lorton, VA
Previous Registrations
Other Businesses

Name:Tong Wu, Inv Rel:Y Addr: Georgia nature:2nd Home Rental, Position: Owner Start:08/2018 No Hr/Mo:20 No Hr/Mo Dur Trading:5.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-29
  • S66 Uniform Combined State Law Examination
    2020-12-29
Other Names
  • Tong Seten
  • Tong Wu
  • Tong Wu, Crpc

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
CAPITOL PRIVATE WEALTH GROUP LLC
AMERIPRISE FINANCIAL SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
RETIREMENT RESEARCHER, LLC
MCLEAN ASSET MANAGEMENT CORP.
KIRK CAPITAL ADVISORS LLC
ATEGRA CAPITAL MANAGEMENT, LLC

Other Investors

MARY ELIZABETH ELLISON
ROBERT BURTON LANK
AMIR EYAL
DANIEL JOHN WARD
Hunter John Leed
BENJAMIN PRUITT MELTON
PETER REISNER SHARPE
STEPHEN FRANKLIN STEWART

Other Offices

OSAIC WEALTH, INC. · VIENNA, VA
CAPITOL PRIVATE WEALTH GROUP LLC · VIENNA, VA
AMERIPRISE FINANCIAL SERVICES, LLC · VIENNA, VA
PNC WEALTH MANAGEMENT LLC · VIENNA, VA
RETIREMENT RESEARCHER, LLC · TYSONS, VA
MCLEAN ASSET MANAGEMENT CORP. · TYSONS, VA
KIRK CAPITAL ADVISORS LLC · VIENNA, VA
ATEGRA CAPITAL MANAGEMENT, LLC · VIENNA, VA

More in Vienna, VA

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