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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-02-05
TX RA APPROVED 2022-08-05
  • AL RA
    APPROVED
    Since 2025-02-05
  • TX RA
    APPROVED
    Since 2022-08-05

Branch Locations

Hoover, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 08/2020 Present
Atlanta Medical Center Atlanta GA 02/2018 Present
Select Medical Jonesboro GA 09/2018 03/2020
Advanced Medical Jonesboro GA 08/2017 03/2018
Watch & Learn East Point GA 10/2006 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2021 Present
Unconquered Financial Services, Inc. Stockbridge GA 01/2023 Present
  • 08/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2018 → Present
    Atlanta Medical Center
    Atlanta, GA
  • 09/2018 → 03/2020
    Select Medical
    Jonesboro, GA
  • 08/2017 → 03/2018
    Advanced Medical
    Jonesboro, GA
  • 10/2006 → Present
    Watch & Learn
    East Point, GA
  • 01/2021 → Present
    Fairfield, IA
  • 01/2023 → Present
    Unconquered Financial Services, Inc.
    Stockbridge, GA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 01/25/21 2) UNCONQUERED FINANCIAL SERVICES INC., 544 Walnut Creek Dr., Stockbridge GA 30281, 01/2023, Employee, Owner, NIR, 5 HR/MO - 5 HR/MO TRADING. 3) UAB MEDICINE, 1717 6th Ave S., Birmingham AL, 10/2023, PHYSICAL THERAPIST, NIR, 80 HR/MO - 50 HR TRADING 4) SMARTPRO FINANCIAL, STOCKBRIDGE GA 30281, 07/2020, INVESTMENT ADVISOR REPRESENTATIVE, USING A TRADE NAME/DBA, INV REL, 25 HR/MO - 15 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-21
S63 Uniform Securities Agent State Law Examination 2020-11-13
  • S65 Uniform Investment Adviser Law Examination
    2021-01-21
  • S63 Uniform Securities Agent State Law Examination
    2020-11-13

View on SEC IAPD

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