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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-02-14 |
| PA | RA | APPROVED | 2010-06-28 |
| WA | RA | APPROVED | 2005-06-03 |
Branch Locations
1100-1800 American Blvd, Pennington, NJ 08534 • United States
600 Grant St, Pittsburgh, PA 15219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 05/2002 | Present |
(1)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RIVER RIDERS INVESTMENT RELATED: NO ADDRESS OF BUSINESS: LEAVENWORTH, WASHINGTON 98826 NATURE OF BUSINESS: CORPORATION POSITION, TITLE, ASSOCIATION: RAFT GUIDE START DATE OF RELATIONSHIP: 06/07/2006 NUMBER OF HOURS DEVOTED: 12 HOUR(S) MONTHLY NUMBER OF HOURS DURING TRADING HOURS: 0 HOUR(S) MONTHLY DUTIES: RIVER RAFT GUIDE. (2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 803 NORTH LUCIA RENTAL INVESTMENT RELATED: NO ADDRESS OF BUSINESS: REDONDO BEACH, CALIFORNIA 90277 NATURE OF BUSINESS: REAL ESTATE POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 10/14/2011 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DURING TRADING HOURS: 0 HOUR(S) MONTHLY DUTIES: BUYING 3 UNIT HOME AND RENTING TWO UNITS OUT. 3RD UNIT TO BE OCCUPIED BY MY BROTHER, A CO-OWNER OF THE PROPERTY. I*9773 For profit or not for profit: Name of outside business organization: Pittsburgh Rental Property Investment related: Address of business: Pittsburgh, Pennsylvania 15217 Nature of business: , Position, title, association: , Start date of relationship: 2/17/2020 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-19 |
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