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600 University Park Place Suite 501, Birmingham, AL 35209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-19 |
Branch Locations
8834 N Capital Of Texas Hwy #200, Austin, TX 78759 • United States
600 University Park Place Suite 501, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Camp War Eagle | Rogers | AR | 06/2017 | 07/2017 |
| Kanakuk Camps | Lampe | MO | 07/2019 | 07/2019 |
| Zeta Tau Alpha | Fayetville | AR | 06/2017 | 03/2020 |
| Mamaka Bowls | Fayetville | AR | 06/2019 | 07/2020 |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2020 | 03/2022 |
| Chick-Fil-A | Austin | TX | 06/2016 | 06/2017 |
| Thirvient Advisor Network Dba 49 Financial | Austin | TX | 08/2020 | 03/2022 |
| Fidelity Investments | Austin | TX | 03/2022 | 09/2023 |
| Waverly Advisors, Llc | Austin | TX | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-24 |
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