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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-05-15
  • OR RA
    APPROVED
    Since 2025-05-15

Branch Locations

1551 Harbeck Road, Grants Pass, OR 97527 • United States

2002 Inland Dr, North Bend, OR 97459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Community Credit Union North Bend OR 10/2019 09/2022
Cuso Financial Services, Lp San Diego CA 08/2020 09/2022
Unemployed Coos Bay OR 10/2018 10/2019
Going Green Inc Grand Ronde OR 06/2016 10/2018
Cuso Financial Services, Lp San Diego CA 09/2022 05/2025
First Community Credit Union North Bend OR 09/2022 Present
Lpl Financial Llc Grants Pass OR 05/2025 Present
  • 10/2019 → 09/2022
    First Community Credit Union
    North Bend, OR
  • 08/2020 → 09/2022
    Cuso Financial Services, Lp
    San Diego, CA
  • 10/2018 → 10/2019
    Unemployed
    Coos Bay, OR
  • 06/2016 → 10/2018
    Going Green Inc
    Grand Ronde, OR
  • 09/2022 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 09/2022 → Present
    First Community Credit Union
    North Bend, OR
  • 05/2025 → Present
    Grants Pass, OR
Previous Registrations
  • 2022-06-28 → 2025-05-15
    Cuso Financial Services, L.P.
    North Bend, OR
    Grants Pass, OR
Other Businesses

1.04/30/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Investment Services at First Community; Investment Related; at Reported Business Location(s); Start Date 04/30/2025; 160hrs/mth; 160hrs during trading 2.01/29/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Investment Services at First Community; Investment Related; at Reported Business Location(s); Start Date 01/23/2026; 160hrs/mth; 80hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-23
  • S66 Uniform Combined State Law Examination
    2022-06-23

View on SEC IAPD

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