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1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-25 |
Branch Locations
1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financal Specialists Llc | Schaumburg | IL | 02/2024 | 08/2026 |
| Apc Financial Group | Mt. Prospect | IL | 07/2020 | 11/2025 |
| St. Procopius School | Chicago | IL | 09/2013 | 06/2019 |
| Carol Von Linne Elementary | Chicago | IL | 07/2019 | 06/2020 |
| Callero Capital Wealth Management | Mount Prospect | IL | 11/2025 | 04/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2025 | 08/2026 |
| Forum Financial Management, Lp | Chicago | IL | 08/2026 | Present |
1. NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 6018 N MELVINA AVE UNIT 2 CHICAGO, IL 60646; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 06/2026; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 13; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY; 3. NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; 4. NAME OF OTHER BUSINESS: Sole Proprietor; INVESTMENT RELATED: YES; ADDRESS: 6018 N MELVINA AVE UNIT 2 CHICAGO, IL 60646 NATURE OF BUSINESS: LICENSED INSURANCE PRODUCER OF LIFE AND VARIABLE CONTRACTS; START DATE: 04/2026; POSITION/TITLE/RELATIONSHIP: LICENSED INSURACE PRODUCER; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: LIFE INSURANCE AND VARIABLE CONTRACTS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-24 |
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