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Rafael Gregory Reyes

Shp Wealth Management, LLC

Plymouth, MA

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Current Employers
Shp Wealth Management, Llc

225 Water St Suite C210, Plymouth, MA 02360 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-07-18
  • MA RA
    APPROVED
    Since 2023-07-18

Branch Locations

225 Water St Suite C210, Plymouth, MA 02360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adviser Investments Newton MA 10/2021 05/2023
Waddell & Reed Financial Advisors Waltham MA 08/2020 10/2021
Ez Autobody, Inc. Salem MA 05/2018 07/2020
Siena College Loudonville NY 09/2016 05/2020
Waddell & Reed Financial Advisors Woburn MA 08/2020 10/2021
Shp Financial Plymouth MA 06/2023 Present
Shp Wealth Management, Llc Plymouth MA 06/2023 Present
N/A Peabody MA 05/2016 09/2016
  • 10/2021 → 05/2023
    Adviser Investments
    Newton, MA
  • 08/2020 → 10/2021
    Waddell & Reed Financial Advisors
    Waltham, MA
  • 05/2018 → 07/2020
    Ez Autobody, Inc.
    Salem, MA
  • 09/2016 → 05/2020
    Siena College
    Loudonville, NY
  • 08/2020 → 10/2021
    Waddell & Reed Financial Advisors
    Woburn, MA
  • 06/2023 → Present
    Shp Financial
    Plymouth, MA
  • 06/2023 → Present
    Plymouth, MA
  • 05/2016 → 09/2016
    N/A
    Peabody, MA
Previous Registrations
Other Businesses

Rafael Gregory Reyes is an Insurance Agent at SHP Financial, LLC; Investment related: Yes; Location: SHP Financial, LLC Plymouth MA 02360; Description of the business: sell and service life insurance and fixed annuities; Responsibilities Duties: sell and service life insurance and fixed annuities; Start date with business: 2024-04-03; Hours per month devoted to business during trading hours: 40; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 5.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-09
  • S65 Uniform Investment Adviser Law Examination
    2022-09-09
Other Names
  • Greg Reyes
  • Gregory Reyes
  • Rafael G Reyes

View on SEC IAPD

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