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225 Water St Suite C210, Plymouth, MA 02360 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adviser Investments | Newton | MA | 10/2021 | 05/2023 |
| Waddell & Reed Financial Advisors | Waltham | MA | 08/2020 | 10/2021 |
| Ez Autobody, Inc. | Salem | MA | 05/2018 | 07/2020 |
| Siena College | Loudonville | NY | 09/2016 | 05/2020 |
| Waddell & Reed Financial Advisors | Woburn | MA | 08/2020 | 10/2021 |
| Shp Financial | Plymouth | MA | 06/2023 | Present |
| Shp Wealth Management, Llc | Plymouth | MA | 06/2023 | Present |
| N/A | Peabody | MA | 05/2016 | 09/2016 |
Rafael Gregory Reyes is an Insurance Agent at SHP Financial, LLC; Investment related: Yes; Location: SHP Financial, LLC Plymouth MA 02360; Description of the business: sell and service life insurance and fixed annuities; Responsibilities Duties: sell and service life insurance and fixed annuities; Start date with business: 2024-04-03; Hours per month devoted to business during trading hours: 40; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 5.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-09 |
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