Patrick Carl Thuemmel

297 King Street, Chappaqua, NY 10514 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-07-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	11/2015	12/2017
Sigma Planning Corporation	Ann Arbor	MI	11/2015	12/2017
Northwest Asset Management	Mercer Island	WA	01/2018	07/2020
Samalin Investment Counsel, Llc	Chappaqua	NY	07/2020	Present

2018-01-04 → 2020-07-07

Northwest Asset Management

Coppell, TX

Mercer Island, WA
2015-11-20 → 2017-12-31

Spc

Dallas, TX

Ann Arbor, MI

Coppell, TX
2011-08-16 → 2015-11-25

Wells Fargo Clearing Services, Llc

Dallas, TX
2010-08-03 → 2011-08-22

Mcgowan Group Asset Management, Inc.

Dallas, TX
2009-10-09 → 2010-08-04

Wells Fargo Advisors Financial Network, Llc

Dallas, TX
2006-06-29 → 2009-10-12

Wells Fargo Clearing Services, Llc

Dallas, TX

Patrick Carl Thuemmel is an licensed insurance agent. Less than 10% of his time is spent in this activity.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-15