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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-01-21
  • GA RA
    APPROVED
    Since 2026-01-21

Branch Locations

7840 Roswell Rd Ste 405, Atlanta, GA 30350 • United States

Smyrna, GA • United States

1234 King Springs Court Se, Smyrna, GA 30080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Chicago IL 09/2020 12/2021
Private Advisor Group, Llc Chicago IL 02/2021 12/2021
Student Statesboro GA 01/2010 01/2020
Investment Performance Services Savannah GA 01/2020 03/2020
Jmc Wealth Management Chicago IL 08/2020 02/2021
Map Wealth Management Chicago IL 02/2021 12/2021
Invesco Atlanta GA 01/2022 09/2024
Unemployed Atlanta GA 09/2024 11/2024
Sam Arthur Atlanta GA 11/2024 12/2024
Unemployed Cumming GA 03/2020 08/2020
Samuel Arthur Atlanta GA 12/2024 12/2025
F Mackey Schneider Atlanta GA 12/2024 12/2025
Northwestern Mutual Investment Services Llc Atlanta GA 12/2024 12/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2025 12/2025
Ameriprise Financial Services, Llc Atlanta GA 01/2026 Present
  • 09/2020 → 12/2021
    Lpl Financial, Llc
    Chicago, IL
  • 02/2021 → 12/2021
    Chicago, IL
  • 01/2010 → 01/2020
    Student
    Statesboro, GA
  • 01/2020 → 03/2020
    Investment Performance Services
    Savannah, GA
  • 08/2020 → 02/2021
    Jmc Wealth Management
    Chicago, IL
  • 02/2021 → 12/2021
    Map Wealth Management
    Chicago, IL
  • 01/2022 → 09/2024
    Invesco
    Atlanta, GA
  • 09/2024 → 11/2024
    Unemployed
    Atlanta, GA
  • 11/2024 → 12/2024
    Sam Arthur
    Atlanta, GA
  • 03/2020 → 08/2020
    Unemployed
    Cumming, GA
  • 12/2024 → 12/2025
    Samuel Arthur
    Atlanta, GA
  • 12/2024 → 12/2025
    F Mackey Schneider
    Atlanta, GA
  • 12/2024 → 12/2025
    Atlanta, GA
  • 02/2025 → 12/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2026 → Present
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-11
  • S66 Uniform Combined State Law Examination
    2021-01-11
Other Names
  • William N Moore
  • William Nathan Moore
  • Will N Moore
  • William Moore

View on SEC IAPD

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