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N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-24 |
| WI | RA | APPROVED | 2020-07-29 |
Branch Locations
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Intuit | Milwaukee | WI | 03/2020 | 05/2020 |
| Us Bank | Milwaukee | WI | 10/2017 | 08/2019 |
| Pwc (Pricewaterhousecoopers, Llp) | Milwaukee | WI | 07/2011 | 10/2017 |
| Unemployed | Milwaukee | WI | 08/2019 | 03/2020 |
| Eagle Home Solutions, Llc | Milwaukee | WI | 04/2020 | Present |
| Global View Capital Advisors, Llc | Waukesha | WI | 07/2020 | Present |
| Global View Capital Management, Llc | Waukesha | WI | 07/2020 | Present |
| Global View Capital Insurance Services, Llc | Waukesha | WI | 11/2020 | Present |
[1] EAGLE HOME SOLUTIONS, LLC; NOT INVESTMENT RELATED; ADDRESS: 3141 S. 25TH STREET, MILWAUKEE, WI 53215; NATURE: REAL ESTATE PROPERTY; POSITION: MEMBER, SELF-EMPLOYED; STARTED: 04-01-2020; APPROX. 40 HRS/MONTH; APPROX. 20 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MANAGE RENTAL REAL ESTATE PROPERTIES AND ANALYZE POTENTIAL PROPERTIES FOR PURCHASE, REHABILITATION AND RE-SALE. [2] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 07-28-2020; APPROX. 100-120 ADVISORY HRS/MONTH DURING TRADING HOURS; APPROX. 70-100 ADVISORY HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [3] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 11-30-2020; APPROX. 10 HRS/MONTH DURING TRADING HOURS; APPROX. 5 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS AND FIXED ANNUITIES. [4] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 01.20.2023; APPROX. 5 HRS/MONTH DURING TRADING HOURS; APPROX. 5 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE INSURANCE CLIENTS. [5] SCHOENSTATT SISTERS OF MARY; NOT INVESTMENT RELATED; ADDRESS: W284N698 CHERRY LANE, WAUKESHA, WI 53188; NATURE: RELIGOUS ENTITY; POSITION: ACCOUNTANT; STARTED: 03.31.2026; APPROX. 10 HRS/MO DURING TRADING HOURS; APPROX. 5 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: ACCOUNTING AND BOOKKEEPING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-23 |
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