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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-26 |
| TX | RA | APPROVED_RES | 2026-04-28 |
| AZ | RA | APPROVED | 2022-12-01 |
| CA | RA | APPROVED | 2022-11-28 |
Branch Locations
16155 North 83Rd Ave. Ste 205, Peoria, AZ 85382 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 07/2020 | 11/2022 |
| Saint Louis University | Saint Louis | MO | 08/2018 | 06/2020 |
| Illinois State University | Normal | IL | 08/2016 | 07/2018 |
| Charles Schwab Bank, Ssb | Phoenix | AZ | 06/2022 | 11/2022 |
| Baird | Scottsdale | AZ | 11/2022 | Present |
Name/Address: Jack Spicer, Anthem AZ Start Date: 1/5/25 Hours Spent: 6-10 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Sports coach/Instructor Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-12 |
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