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Michael James

Equitable Advisors, LLC

San Francisco, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-23
TX RA APPROVED_RES 2024-09-26
  • CA RA
    APPROVED
    Since 2025-01-23
  • TX RA
    APPROVED_RES
    Since 2024-09-26

Branch Locations

275 Battery Street Suite 700, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bay Area News Group Walnut Creek CA 02/2020 07/2020
Whole Foods Market, Inc. Layfayette CA 07/2018 02/2020
Amazon Newark CA 11/2017 02/2018
Unemployed Moraga CA 07/2011 10/2017
Equitable Advisors, Llc New York NY 07/2020 Present
Saint Mary's College Of California Moraga CA 02/2018 06/2020
  • 02/2020 → 07/2020
    Bay Area News Group
    Walnut Creek, CA
  • 07/2018 → 02/2020
    Whole Foods Market, Inc.
    Layfayette, CA
  • 11/2017 → 02/2018
    Amazon
    Newark, CA
  • 07/2011 → 10/2017
    Unemployed
    Moraga, CA
  • 07/2020 → Present
    Equitable Advisors, Llc
    New York, NY
  • 02/2018 → 06/2020
    Saint Mary's College Of California
    Moraga, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-14
  • S66 Uniform Combined State Law Examination
    2020-12-14

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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