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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-09-29 |
Branch Locations
385 Inverness Pky Suite 350, Englewood, CO 80112-5854 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Englewood | CO | 05/2020 | 02/2021 |
| Blackstone Country Club | Aurora | CO | 05/2016 | Present |
| School | Boulder | CO | 05/2010 | 05/2020 |
| The Prudential Insurance Company Of America | Englewood | CO | 09/2020 | 02/2021 |
| Ameriprise Financial Services, Llc | Englewood | CO | 03/2021 | Present |
Outside Employment; Blackstone Country Club; Outside Staff Member - Outside services related to preparing golf carts and golf facilities for play each day.; Golf course outside staff member.; 7777 S. Country Club Pkwy., , Aurora, CO, 80016; Not Investment-Related; 05/15/2016; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-20 |
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