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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-24 |
| MI | RA | APPROVED | 2024-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Escanaba | MI | 05/2021 | Present |
| Dr. R. Pfotenhauer Family Dentist | Gladstone | MI | 07/2020 | 12/2020 |
| Moving | Gladstone | MI | 06/2020 | 06/2020 |
| St. Mary Church | Sycamore | IL | 01/2019 | 05/2020 |
| Hilltop Rv | Ishpeming | MI | 11/2014 | 10/2018 |
| Spindler Financial With Voya Financial | Escanaba | MI | 12/2020 | 05/2021 |
1) 08/2023 - Spindler Financial Services, Inc. / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 08/2023 - Notary / Investment Related / Start date 09/28/2022 3) 08/14/2024 - Spindler Financial Services Inc - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/12/2024 - 25 Hours Per Month/ 15 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-29 |
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