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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-02-17 |
| TX | RA | APPROVED_RES | 2018-02-22 |
| OR | RA | APPROVED | 2015-01-19 |
| CA | RA | APPROVED | 2015-01-12 |
Branch Locations
1350 Carlback Ave., Walnut Creek, CA 94596 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Herrenan Insurance | San Francisco | CA | 01/2008 | Present |
| Lpl Financial Llc | Walnut Creek | CA | 11/2010 | Present |
| Global Retirement Partners, Llc | Walnut Creek | CA | 12/2014 | Present |
1. 11/30/2010: DBA ONLY - HEFFERNAN FINANCIAL SERVICES - INV REL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 12/6/2011: HEFFERNAN SECURITIES, LLC - INV REL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - 1% TIME SPENT - JOHN CLARK IS ALSO A REGISTERED REPRESENTATIVE AT HEFFERNAN SECURITIES, LLC. 3. 11/19/2014 - HEFFERNAN RETIREMENT SERVICES - INV REL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 180 HOWARD STREET, SUITE 200, SAN FRANCISCO, CA 94105 - START 09/15/2014 - 200 HOURS PER MONTH - 8 DURING TRADING - RETIREMENT PLAN ADVISORY SERVICES 4. 07/09/2015 * Global Retirement Partners, LLC * Registered Investment Advisor Hybrid * Global Retirement Partners, LLC * inv rel * 4340 Redwood Hwy, Suite B60, San Rafael, CA 94903 * Co-owner / IAR * start 5/1/2015 * time spent 2%. 5. 2/16/2018 - Heffernan Insurance Brokers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Vice President - Started 11/29/2017 - 160 Hours Per Month. 6. 11/28/2018 - Heffernan Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Vice President - Start Date: 11/04/2010 - 4 Hours Per Month/4 Hours During Securities Trading. 7. 12/4/2018 - Heffernan Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/01/2015 - 50 Hours Per Month/50 Hours During Securities Trading. 8. 12/4/2018 - Heffernan Retirement Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/01/2015 - 100 Hours Per Month/100 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-23 |
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