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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-11-02 |
Branch Locations
6546 Weatherfield Court, Maumee, OH 43537 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mount Vernon Nazarene University | Mount Vernon | OH | 05/2016 | 05/2017 |
| Mile Tree Screen Printing | Chillicothe | OH | 06/2017 | 08/2017 |
| Mount Vernon Nazarene University | Mount Vernon | OH | 08/2017 | 12/2017 |
| Ups | Chillicothe | OH | 12/2017 | 01/2018 |
| Mount Vernon Nazarene University | Mount Vernon | OH | 01/2018 | 12/2018 |
| Mount Vernon Nazarene University | Mount Vernon | OH | 08/2018 | 12/2018 |
| Ups | Chillicothe | OH | 12/2018 | 01/2019 |
| Mount Vernon Nazarene University | Mount Vernon | OH | 01/2019 | 12/2019 |
| Mount Vernon Nazarene University | Mount Vernon | OH | 08/2019 | 12/2019 |
| Ups | Chillicothe | OH | 12/2019 | 01/2020 |
| Mount Vernon Nazarene University | Mount Vernon | OH | 01/2020 | 05/2020 |
| Valley Vista Golf Course | Bainbridge | OH | 05/2020 | 10/2020 |
| Thrivent Investment Management Inc | Maumee | OH | 08/2020 | Present |
| Thrivent Financial | Appleton | WI | 08/2020 | 12/2020 |
| Thrivent Financial | Appleton | WI | 12/2020 | Present |
VALLEY VISTA GOLF COURSE POSITION: Assistant Pro NATURE: Give the people in our area to play golf as a hobby. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2021 ADDRESS: 1355 Tong Hollow Rd., Bainbridge OH 45612, United States DESCRIPTION: Checking in golfers, taking money, running tournaments, and assisting in areas where they are needed to help the course run smoothly.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-09 |
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