Jeremiah John Kauffman

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
ND	RA	APPROVED	2024-03-04

ND RA
APPROVED

Since 2024-03-04

Branch Locations

1929 N. Washington St, Ste Po, Bismarck, ND 58501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Napoleon	OH	08/2020	03/2021
Unepmloyed	Bowling Green	OH	06/2020	08/2020
2 Bitz Cattle Comapny	Napoleon	ND	05/2019	08/2019
Napoleon Sale Barn	Napoleon	ND	05/2019	08/2019
2 Bitz Cattle Company	Napoleon	ND	05/2018	08/2018
Napoleon Sale Barn	Napoleon	ND	05/2018	08/2018
J & P Livestock	Napoleon	ND	05/2018	08/2018
Full-Time Student	Bowling Green	OH	08/2016	05/2020
Sauder Woodworking	Archbold	OH	05/2017	08/2017
Mary's Bookkeeping And Tax Service	Wishek	ND	05/2018	08/2018
Fsc	Fort Wayne	IN	03/2021	11/2023
Osaic Wealth, Inc.	Bismarck	ND	11/2023	03/2024
Lpl Financial	Bismark	ND	03/2024	Present

08/2020 → 03/2021

Edward Jones

Napoleon, OH
06/2020 → 08/2020

Unepmloyed

Bowling Green, OH
05/2019 → 08/2019

2 Bitz Cattle Comapny

Napoleon, ND
05/2019 → 08/2019

Napoleon Sale Barn

Napoleon, ND
05/2018 → 08/2018

2 Bitz Cattle Company

Napoleon, ND
05/2018 → 08/2018

Napoleon Sale Barn

Napoleon, ND
05/2018 → 08/2018

J & P Livestock

Napoleon, ND
08/2016 → 05/2020

Full-Time Student

Bowling Green, OH
05/2017 → 08/2017

Sauder Woodworking

Archbold, OH
05/2018 → 08/2018

Mary's Bookkeeping And Tax Service

Wishek, ND
03/2021 → 11/2023

Fsc

Fort Wayne, IN
11/2023 → 03/2024

Osaic Wealth, Inc.

Bismarck, ND
03/2024 → Present

Lpl Financial

Bismark, ND

Previous Registrations

2023-11-03 → 2024-03-06

Osaic Wealth, Inc.

Bismarck, ND
2021-03-10 → 2023-11-03

Fsc Securities Corporation

Napoleon, OH

Bismarck, ND
2020-10-13 → 2021-03-11

Edward Jones

Napoleon, OH

Napoleon, OH

St Louis, MO

Other Businesses

1) 01/2024 - Midwest Financial Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 95% Time Spent 2) 01/2024 - Hannah Louise Skincare / Business Owner / Co-Owner / Not Investment. Related / Bismarck ND / Start date 01/13/2021 - 4 Hrs per month - 5% Time Spent 3) 01/2024 - Jeremiah Kauffman / Borrower of a Loan / Investment Related / Lincoln ND / Start date 08/14/2017 -

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-11

S66 Uniform Combined State Law Examination

2020-10-11

View on SEC IAPD