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Michael Sharpe

Schwab Wealth Advisory, Inc.

Chicago, IL

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-12
TX RA APPROVED 2022-03-15
  • IL RA
    APPROVED
    Since 2024-11-12
  • TX RA
    APPROVED
    Since 2022-03-15

Branch Locations

100 S. Wacker Dr. Suite 220, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shepherd Financial, Llc Carmel IN 07/2020 10/2021
University Of Kentucky Lexington KY 08/2016 05/2020
Charles Schwab & Co., Inc. Indianapolis IN 11/2021 Present
Schwab Wealth Advisory, Inc. Indianapolis IN 11/2021 Present
Leadjen Llc Carmel IN 05/2018 08/2018
  • 07/2020 → 10/2021
    Shepherd Financial, Llc
    Carmel, IN
  • 08/2016 → 05/2020
    University Of Kentucky
    Lexington, KY
  • 11/2021 → Present
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 11/2021 → Present
    Schwab Wealth Advisory, Inc.
    Indianapolis, IN
  • 05/2018 → 08/2018
    Leadjen Llc
    Carmel, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-11
  • S66 Uniform Combined State Law Examination
    2022-03-11
Designations
Other Names
  • Michael Austin Sharpe

View on SEC IAPD

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PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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