James Robert Avolanti

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2020-09-30
CT	RA	APPROVED	2020-09-28

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED

Since 2020-09-30
CT RA
APPROVED

Since 2020-09-28

Branch Locations

One Bryant Park Pbig - Ny Midtown, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	06/2015	Present
Bank Of America, N.A.	New York	NY	11/2020	Present

06/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
11/2020 → Present

Bank Of America, N.A.

New York, NY

Other Businesses

I*: 2107268 Entity Type: HOA, Co-op, Freehold Name of OBA: Prime LIC Condominium Board of Directors Address: Long Island City, NY 11101 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 12/01/2024 Number of Hours: 1 hr mthjy Number of Hours during trading: 0 Duties: This would be a Board position for my condominium building that I am a homeowner in. The Board consists of 7 residential unit owners who approve/deny work in the building, enforce rules, and work with our management company.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-25

S66 Uniform Combined State Law Examination

2020-09-25

Other Names

James Avolanti

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