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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-31 |
| CA | RA | APPROVED | 2023-06-26 |
Branch Locations
1999 Avenue Of The Stars, Suite 2150, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Venture West Funding | El Segundo | CA | 05/2015 | 05/2017 |
| Evoke Wealth | Century City | CA | 05/2019 | 08/2019 |
| Alliance Bernstein | Los Angeles | CA | 06/2020 | Present |
| Competize | Barcelona | 05/2018 | 08/2018 | |
| University Of Arizona | Tucson | AZ | 07/2015 | 01/2020 |
| Venture West Funding | Manhattan Beach | CA | 02/2020 | 05/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-13 |
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