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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-08 |
| NY | RA | APPROVED | 2025-08-19 |
| OR | RA | APPROVED | 2024-11-05 |
| CA | RA | APPROVED | 2022-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Bend | OR | 06/2020 | Present |
| Jmh Capital Llc | Boston | MA | 06/2019 | 08/2019 |
| Columbia Distributing | Bend | OR | 06/2018 | 08/2018 |
| Chapman University | Orange | CA | 08/2017 | 05/2021 |
| Summit High School | Bend | OR | 01/2015 | 07/2017 |
1. 05/19/2025 -Katahdin Financial Group -Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/14/2025 - 195 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-28 |
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