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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-08
NY RA APPROVED 2025-08-19
OR RA APPROVED 2024-11-05
CA RA APPROVED 2022-06-29
  • TX RA
    APPROVED_RES
    Since 2026-03-08
  • NY RA
    APPROVED
    Since 2025-08-19
  • OR RA
    APPROVED
    Since 2024-11-05
  • CA RA
    APPROVED
    Since 2022-06-29

Branch Locations

New York, NY • United States

1000 Nw Wall St, Suite 201, Bend, OR 97703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Bend OR 06/2020 Present
Jmh Capital Llc Boston MA 06/2019 08/2019
Columbia Distributing Bend OR 06/2018 08/2018
Chapman University Orange CA 08/2017 05/2021
Summit High School Bend OR 01/2015 07/2017
  • 06/2020 → Present
    Lpl Financial
    Bend, OR
  • 06/2019 → 08/2019
    Jmh Capital Llc
    Boston, MA
  • 06/2018 → 08/2018
    Columbia Distributing
    Bend, OR
  • 08/2017 → 05/2021
    Chapman University
    Orange, CA
  • 01/2015 → 07/2017
    Summit High School
    Bend, OR
Other Businesses

1. 05/19/2025 -Katahdin Financial Group -Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/14/2025 - 195 Hrs/Mth - 8 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-28
  • S66 Uniform Combined State Law Examination
    2022-06-28

View on SEC IAPD

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