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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-12-02
  • MI RA
    APPROVED
    Since 2020-12-02

Branch Locations

Davison, MI • United States

8011 Miller Road, Swartz Creek, MI 48473 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lapeer MI 10/2012 12/2020
Lpl Financial Llc Davison MI 12/2020 Present
Previous Registrations
  • 2012-10-01 → 2020-12-10
    Marlette, MI
    Sandusky, MI
    Lapeer, MI
    Lapeer, MI
    Lapeer, MI
    Goodrich, MI
    Lapeer, MI
    Lapeer, MI
    Kimball, MI
  • 2008-03-25 → 2012-10-01
    Chase Investment Services Corp.
    Sandusky, MI
    Marlette, MI
    Burton, MI
    Marlette, MI
    Marlette, MI
    Ortonville, MI
    Marlette, MI
    Sandusky, MI
    Port Huron, MI
    Sandusky, MI
    Lapeer, MI
    Lapeer, MI
    Lapeer, MI
Other Businesses

1) 12/01/2020- BRSi Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Davison, MI- Start Date:12/01/2020 - 160 Hrs/Mth - 8 Hrs During Trading -100% 2) 3/29/2021 - Dec Fin Advisor Group, INC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 2/9/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Commission payments from LPL Financial. 3) 10/21/2025 - AMERICAN BROKERAGE SERVICES - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:10/06/2025 - 2 Hrs/Mth - 2 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-19
S63 Uniform Securities Agent State Law Examination 2005-03-26
  • S66 Uniform Combined State Law Examination
    2008-03-19
  • S63 Uniform Securities Agent State Law Examination
    2005-03-26
Other Names
  • Ken Wayne Minto
  • Kenneth Wayne Minto
  • Ken Minto

View on SEC IAPD

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