William Wolfe

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-07-17
TX	RA	APPROVED_RES	2024-07-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Columbia Management Investment Distributors, Inc.	Boston	MA	06/2021	05/2024
Putnam Investments	Andover	MA	06/2020	08/2020
Boston College	Chesnut Hill	MA	08/2020	06/2021
Lincoln Financial Group	Radnor	PA	05/2019	08/2019
Malvern Prep High School	Malvern	PA	09/2013	07/2017
Boston College	Chestnut Hills	MA	07/2017	04/2019
Boston College	Chestnut Hills	MA	08/2019	06/2020
Morgan Stanley	Berwyn	PA	07/2024	Present
Morgan Stanley Private Bank, N.A	New York	NY	07/2024	Present

06/2021 → 05/2024

Columbia Management Investment Distributors, Inc.

Boston, MA
06/2020 → 08/2020

Putnam Investments

Andover, MA
08/2020 → 06/2021

Boston College

Chesnut Hill, MA
05/2019 → 08/2019

Lincoln Financial Group

Radnor, PA
09/2013 → 07/2017

Malvern Prep High School

Malvern, PA
07/2017 → 04/2019

Boston College

Chestnut Hills, MA
08/2019 → 06/2020

Boston College

Chestnut Hills, MA
07/2024 → Present

Morgan Stanley

Berwyn, PA
07/2024 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-08-06

Other Firms