Daniel B Wagner

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-03-11
UT	RA	APPROVED	2017-07-19

TX RA
APPROVED

Since 2019-03-11
UT RA
APPROVED

Since 2017-07-19

Branch Locations

Beverly, MA • United States

901 3Rd Avenue South, Minneapolis, MN 55402 • UNITED STATES

13 Branch St Ste 208A, Methuen, MA 01844 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	North Reading	MA	11/2005	03/2020
Ameriprise Financial Services, Llc	North Reading	MA	03/2020	Present

11/2005 → 03/2020

Ameriprise Financial Services, Inc.

North Reading, MA
03/2020 → Present

Ameriprise Financial Services, Llc

North Reading, MA

Other Businesses

Outside Employment; OC&C INC; Financial Advisor; Manage advisory business; 2A Fern St, , Windham, NH, 03087; Investment-Related; 10/01/2005; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-16

S66 Uniform Combined State Law Examination

2017-07-16

Other Names

Daniel Wagner

View on SEC IAPD