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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-12-09
  • AR RA
    APPROVED
    Since 2024-12-09

Branch Locations

Cotter, AR • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nicholls State University Thibodaux LA 08/2015 05/2020
Tri-State Environmental Houma LA 05/2017 08/2017
Onshore Construction Thibodaux LA 05/2018 08/2018
The Cardiovascular Institute Of The South Houma LA 08/2019 11/2019
Callais Capital Management Thibadoux LA 06/2019 10/2019
Purshe Kaplan Sterling Investments Albany NY 07/2020 09/2020
Thrivent Advisor Network D/B/A 49 Financial Houston TX 06/2020 09/2020
Avantax Investment Services, Inc. New Iberia LA 12/2020 09/2024
Cosource Financial Group Llc Lafayette LA 12/2020 09/2024
Avantax Insurance Agency, Llc New Iberia LA 12/2020 09/2024
Avoca Duck Club Morgan City LA 11/2015 01/2024
Avantax Advisory Services New Iberia LA 02/2021 09/2024
Empower Financial Services, Inc Greenwood Village CO 11/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 11/2024 Present
Enterprise Mobility Mountain Home AR 09/2024 11/2024
  • 08/2015 → 05/2020
    Nicholls State University
    Thibodaux, LA
  • 05/2017 → 08/2017
    Tri-State Environmental
    Houma, LA
  • 05/2018 → 08/2018
    Onshore Construction
    Thibodaux, LA
  • 08/2019 → 11/2019
    The Cardiovascular Institute Of The South
    Houma, LA
  • 06/2019 → 10/2019
    Callais Capital Management
    Thibadoux, LA
  • 07/2020 → 09/2020
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 06/2020 → 09/2020
    Thrivent Advisor Network D/B/A 49 Financial
    Houston, TX
  • 12/2020 → 09/2024
    Avantax Investment Services, Inc.
    New Iberia, LA
  • 12/2020 → 09/2024
    Cosource Financial Group Llc
    Lafayette, LA
  • 12/2020 → 09/2024
    Avantax Insurance Agency, Llc
    New Iberia, LA
  • 11/2015 → 01/2024
    Avoca Duck Club
    Morgan City, LA
  • 02/2021 → 09/2024
    Avantax Advisory Services
    New Iberia, LA
  • 11/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 11/2024 → Present
    Greenwood Village, CO
  • 09/2024 → 11/2024
    Enterprise Mobility
    Mountain Home, AR
Previous Registrations
  • 2021-02-12 → 2024-09-12
    Avantax Advisory Services
    New Iberia, LA
    Schreiver, LA
    Walker, LA
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-05
S63 Uniform Securities Agent State Law Examination 2020-06-23
  • S66 Uniform Combined State Law Examination
    2021-02-05
  • S63 Uniform Securities Agent State Law Examination
    2020-06-23
Other Names
  • Thomas Alcee Legendre
  • Thomas Legendre

View on SEC IAPD

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