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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-12-09 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nicholls State University | Thibodaux | LA | 08/2015 | 05/2020 |
| Tri-State Environmental | Houma | LA | 05/2017 | 08/2017 |
| Onshore Construction | Thibodaux | LA | 05/2018 | 08/2018 |
| The Cardiovascular Institute Of The South | Houma | LA | 08/2019 | 11/2019 |
| Callais Capital Management | Thibadoux | LA | 06/2019 | 10/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2020 | 09/2020 |
| Thrivent Advisor Network D/B/A 49 Financial | Houston | TX | 06/2020 | 09/2020 |
| Avantax Investment Services, Inc. | New Iberia | LA | 12/2020 | 09/2024 |
| Cosource Financial Group Llc | Lafayette | LA | 12/2020 | 09/2024 |
| Avantax Insurance Agency, Llc | New Iberia | LA | 12/2020 | 09/2024 |
| Avoca Duck Club | Morgan City | LA | 11/2015 | 01/2024 |
| Avantax Advisory Services | New Iberia | LA | 02/2021 | 09/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 11/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 11/2024 | Present |
| Enterprise Mobility | Mountain Home | AR | 09/2024 | 11/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-23 |
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