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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-02-28 |
Branch Locations
7554 Woodrow St Suite 109, Irmo, SC 29063 • United States
2687 44Th Street Se, Kentwood, MI 49512 • United States
6000 Garner's Ferry Rd. Suite 10, Columbia, SC 29209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Rock Island | IL | 10/2019 | 02/2023 |
| Cb Rentals Sc Llc | Cayce | SC | 10/2019 | 04/2025 |
| Capital Electric Supply | West Columbia | SC | 08/2016 | 09/2019 |
| Mwa Financial Services Inc | Rock Island | IL | 07/2020 | 02/2023 |
| Regulus Financial Group, Llc | Kentwood | MI | 02/2023 | Present |
| Regal Investment Advisors | Kentwood | MI | 02/2023 | Present |
Rental Property; 1021 Pine St, Cayce, SC 29033; Not investment related; Start 4/2021; Rental income for owned property of $1,250/month. Seeds of Wisdom; PO Box 290214, Columbia, SC 29229; Not Investment related; 1 hr/month, 0 during trading; Start 10/2021; Board member for a Non-profit; No compensation; Helps plan different events and activities throughout the year. Business Name: Bace Financial - Investment Related: Yes - Address: 6000 Garner's Ferry Rd, Suite 10, Columbia, SC 29209 and 7554 Woodrow St. Ste. 109, Irmo, SC 29063 - Nature of Business: Financial and Insurance Sales using a DBA name; Title or Relationship: Owner - Start Date: 10/01/2022 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Columbia Opportunity Resource - Investment Related: No - Address: 1501 Main St, Suite 600, Columbia, SC 29201 - Nature of Business: Social event planning - Title or Relationship: Board member - Start Date: 2/7/2024 - Hours per month: 3 - Hours per month during trading hours: 0 - Duties: Help plan and promote social events and participate in volunteer activities. Business Name: Palladium Historic Columbia - Investment Related: No - Address: 1601 Richland Street - Nature of Business: Professional Organization - Title or Relationship: Board member - Start Date: 7/8/2025 - Hours per month: 3 - Hours per month during trading hours: 0 - Duties: Organize Fundraisers, and Volunteer at Educational Events
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-29 |
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