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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-02-28
  • SC RA
    APPROVED
    Since 2023-02-28

Branch Locations

7554 Woodrow St Suite 109, Irmo, SC 29063 • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

6000 Garner's Ferry Rd. Suite 10, Columbia, SC 29209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 10/2019 02/2023
Cb Rentals Sc Llc Cayce SC 10/2019 04/2025
Capital Electric Supply West Columbia SC 08/2016 09/2019
Mwa Financial Services Inc Rock Island IL 07/2020 02/2023
Regulus Financial Group, Llc Kentwood MI 02/2023 Present
Regal Investment Advisors Kentwood MI 02/2023 Present
  • 10/2019 → 02/2023
    Modern Woodmen Of America
    Rock Island, IL
  • 10/2019 → 04/2025
    Cb Rentals Sc Llc
    Cayce, SC
  • 08/2016 → 09/2019
    Capital Electric Supply
    West Columbia, SC
  • 07/2020 → 02/2023
    Mwa Financial Services Inc
    Rock Island, IL
  • 02/2023 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
  • 02/2023 → Present
    Regal Investment Advisors
    Kentwood, MI
Other Businesses

Rental Property; 1021 Pine St, Cayce, SC 29033; Not investment related; Start 4/2021; Rental income for owned property of $1,250/month. Seeds of Wisdom; PO Box 290214, Columbia, SC 29229; Not Investment related; 1 hr/month, 0 during trading; Start 10/2021; Board member for a Non-profit; No compensation; Helps plan different events and activities throughout the year. Business Name: Bace Financial - Investment Related: Yes - Address: 6000 Garner's Ferry Rd, Suite 10, Columbia, SC 29209 and 7554 Woodrow St. Ste. 109, Irmo, SC 29063 - Nature of Business: Financial and Insurance Sales using a DBA name; Title or Relationship: Owner - Start Date: 10/01/2022 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Columbia Opportunity Resource - Investment Related: No - Address: 1501 Main St, Suite 600, Columbia, SC 29201 - Nature of Business: Social event planning - Title or Relationship: Board member - Start Date: 2/7/2024 - Hours per month: 3 - Hours per month during trading hours: 0 - Duties: Help plan and promote social events and participate in volunteer activities. Business Name: Palladium Historic Columbia - Investment Related: No - Address: 1601 Richland Street - Nature of Business: Professional Organization - Title or Relationship: Board member - Start Date: 7/8/2025 - Hours per month: 3 - Hours per month during trading hours: 0 - Duties: Organize Fundraisers, and Volunteer at Educational Events

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-20
S63 Uniform Securities Agent State Law Examination 2020-06-29
  • S65 Uniform Investment Adviser Law Examination
    2023-01-20
  • S63 Uniform Securities Agent State Law Examination
    2020-06-29
Designations
Other Names
  • Richard Eugene Miller
  • Richard Eugene Miller

View on SEC IAPD

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