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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-10 |
Branch Locations
Costa Mesa, CA • United States
Ten Governor 5075 Shoreham Pl, Suite 260, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 07/2020 | 09/2020 |
| North Star Resource Group | San Diego | CA | 07/2020 | 09/2020 |
| Cri Securities Llc | Minneapolis | MN | 07/2020 | 09/2020 |
| University Of San Diego | San Diego | CA | 09/2016 | 06/2020 |
| Pinch A Penny Pool Patio Spa | Clearwater | FL | 06/2018 | 08/2018 |
| Pinch A Penny Pool Patio Spa | Clearwater | FL | 06/2019 | 08/2019 |
| Froy Inc | Clearwater | FL | 06/2018 | 07/2019 |
| Securian Financial Services Inc | St Paul | MN | 09/2020 | 08/2023 |
| North Star Resource Group | San Diego | CA | 09/2020 | Present |
| Cri Securities Llc | Minneapolis | MN | 09/2020 | 10/2021 |
| Minnesota Life Insurance Co | St Paul | MN | 09/2020 | 08/2023 |
| Cetera Wealth Services, Llc | San Diego | CA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Wealth In Harmony Inc | San Diego | CA | 01/2026 | Present |
1) NORTH STAR CONSULTANTS AND NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/01/2020 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options (with the exception of annuities) outside of the carriers that have selling arrangements with Securian Financial or MN Life Insurance Co. 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2020; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: WEALTH IN HARMONY INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-10 |
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