James Edward Mounier

Charles Schwab & Co., Inc.

Mountain Brook, AL

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2020-11-06

AL RA
APPROVED

Since 2020-11-06

Branch Locations

3000 Cahaba Village Plaza Suite 130, Mountain Brook, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Mountain Brook	AL	07/2020	Present
Charles Schwab Bank, Ssb	Mountain Brook	AL	07/2020	Present
First Choice Controls	Birmingham	AL	03/2020	Present
Regions Bnak	Oxford	AL	05/2017	01/2020
Cutco / Vector Marketing	Gadsden	AL	05/2017	01/2018
U.S. Lawns	Anniston	AL	02/2017	05/2017
Robinson Temperature Controls	Birmingham	AL	05/2014	10/2016
Jacksonville State University	Jacksonville	AL	01/2016	05/2020

07/2020 → Present

Charles Schwab & Co., Inc.

Mountain Brook, AL
07/2020 → Present

Charles Schwab Bank, Ssb

Mountain Brook, AL
03/2020 → Present

First Choice Controls

Birmingham, AL
05/2017 → 01/2020

Regions Bnak

Oxford, AL
05/2017 → 01/2018

Cutco / Vector Marketing

Gadsden, AL
02/2017 → 05/2017

U.S. Lawns

Anniston, AL
05/2014 → 10/2016

Robinson Temperature Controls

Birmingham, AL
01/2016 → 05/2020

Jacksonville State University

Jacksonville, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-06

S66 Uniform Combined State Law Examination

2020-11-06

Other Names

James Edward Mounier
James Edward Mounier

View on SEC IAPD

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