Matthew Phillip Thomson

Current Employers

The Wealth Alliance, Llc

105 Broadhollow Road, Melville, NY 11747 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-06-20

NY RA
APPROVED

Since 2025-06-20

Branch Locations

105 Broadhollow Road, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	12/2019	06/2024
Sotheby's International Realty	Larchmont	NY	10/2017	11/2019
Allocaterite, Llc	New York	NY	10/2024	05/2025
Purshe Kaplan Sterling Investments	Albany	NY	06/2025	Present
The Wealth Alliance, Llc	Melville	NY	05/2025	Present
Securities Exchange Commission	District Of Columbia	DC	05/2013	07/2017
Unemployed	N/A	XX	07/2024	09/2024

12/2019 → 06/2024

Charles Schwab & Co., Inc.

Lone Tree, CO
10/2017 → 11/2019

Sotheby's International Realty

Larchmont, NY
10/2024 → 05/2025

Allocaterite, Llc

New York, NY
06/2025 → Present

Purshe Kaplan Sterling Investments

Albany, NY
05/2025 → Present

The Wealth Alliance, Llc

Melville, NY
05/2013 → 07/2017

Securities Exchange Commission

District Of Columbia, DC
07/2024 → 09/2024

Unemployed

N/A, XX

Previous Registrations

2022-12-21 → 2024-06-27

Charles Schwab & Co., Inc.

Lone Tree, CO

Lone Tree, CO

Larchmont, NY

Other Businesses

1. The Wealth Alliance. Investment related. At registered location. RIA. Director of Operations. Start date: 05/2025. 160 hrs/month; all during trading hours. Director of Operations.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-21
S63	Uniform Securities Agent State Law Examination	2021-08-20

S66 Uniform Combined State Law Examination

2022-12-21
S63 Uniform Securities Agent State Law Examination

2021-08-20

Other Names

Matt Thomson

View on SEC IAPD